UAE Financial Rules and Regulations Programme

UAE Financial Rules and Regulations Programme

The UAE Financial Rules and Regulations programme is a comprehensive three-day course designed to provide participants with a solid understanding of the regulatory environment governing the UAE’s banking and financial services sector. The course explores key financial principles, market structures, and products, while introducing the framework of financial services regulation in the UAE. 

It also places strong emphasis on ethical conduct and professional integrity, helping participants align with the expectations of regulators and employers alike. This certification is ideal for professionals aiming to build or advance a career within the UAE’s dynamic financial landscape. 

PROGRAMME BENEFITS

Gain practical knowledge of local rules, frameworks, and supervisory authorities relevant to banking and finance.

Build a strong foundation in key financial instruments, markets, and services operating in the UAE.

Learn how to uphold ethical standards and act responsibly within a regulated environment.

Enhance your credibility and readiness for regulatory, compliance, or front-office roles in the financial sector.

WHO IS THE PROGRAMME FOR?

This programme is designed for professionals working in or entering the UAE banking and financial services industry. It is particularly valuable for individuals seeking to better understand local regulatory requirements, market practices, and ethical expectations. Whether you’re in a front-office, compliance, operations, legal, or advisory role, this course will provide essential knowledge to navigate the regulatory landscape confidently and responsibly. 

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PROGRAMME SPECIFICATION

Certification

Certificate of Completion by ADGM Academy and Chartered Institute for Securities and Investment (CISI) Certificate 

Duration

Three days 

Location

Virtual learning programme 

Topics

To provide candidates with the foundational knowledge of the regulations and legislation underpinning the financial markets and the conduct of investment business in the United Arab Emirates.